CDS Quality Assurance Lead

About the job

The CDS Quality Assurance Lead position involves maintaining the end-to-end 1LoC KYC framework throughout the entire client lifecycle (e.g., onboarding, customer due diligence, ongoing monitoring, etc.). As part of the first line of defense, this role helps monitor the effectiveness of controls.

Your challenge

The tasks include:

• Quality and control tasks, such as self-validation and post-implementation testing
• Ensuring that controls are well established and executed as intended
• Regular evaluation and improvement of existing processes and controls in a commercially reasonable manner and with a regional focus
• Collaborate with the CDO Business Integration Lead on KYC processes and system development

Governance and monitoring

The tasks include:

• Developing and improving the control framework in close collaboration with various teams within CDS
• Conducting thematic reviews, including data analysis, to proactively identify emerging risks
• Maintenance and reporting of risk metrics and key control results to management

Regulatory and audit administration

The tasks include:

• Single point of contact in CDS for annual regulatory audits, internal audits related to KYC
• Monitoring corrective actions identified from audits or reviews to ensure they are implemented within the agreed timeframe and resolved in a sustainable manner

Requirements

The requirements include:

• University degree or equivalent education in banking and/or finance
• At least 10 years of relevant professional experience in the financial industry, preferably in private banking risk management, compliance, or internal audit
• Strong understanding of local KYC regulations and familiarity with client lifecycle operational processes and controls
• Proven experience in formulating and implementing KYC policies and procedures

We offer

No information available.