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Financial Compliance Officer - Onboarding and KYC (M/F)
The role of Financial Security Compliance Officer – Onboarding and KYC involves monitoring and analyzing customer information as part of the due diligence process and ensuring compliance with financial regulations. The candidate must have at least 3–5 years of experience in a similar field and hold a degree in law, finance, or a related discipline.
missions
As part of the Client Risk team, reporting to the Head of Financial Security/Client Risk, the Financial Security Onboarding Compliance Officer is responsible for the following tasks:- Review of the Due Diligence Unit’s files in coordination with Executive Management, Client Services, General Inspection, and issues specific to wealth management in both retail and corporate banking.
- Relations with Bankers in the Context of Analysis and Files
- Monitoring and tracking the processing times for files related to banks
- Analysis of the completeness of KYC (Know Your Customer) / KYB (Know Your Business) / AML (Anti-Money Laundering) / TAX
- Analysis of Non-Compliance Risks
- Drafting of an opinion regarding the Executive Management, the Client Management Division, the General Inspection Division, and issues specific to wealth management in both retail banking and corporate banking
- Monitoring and implementation of compliance-related asset management decisions
- Monitoring of regulations
- Ensure compliance with KYC (Know Your Customer) and KYB (Know Your Business) requirements for the Bank's clients.
- Analysis of the Bank's KYC
- Identification of non-compliance issues and tracking of complaints
- Ensure that KYC files are kept up to date.
- Verify, in light of compliance rules, whether the risk-based regulatory approach
Requirements
- Minimum level of education: Bac + 5 / M2 and above
- Education / Specialization: In law, finance, management, or equivalent
- Minimum experience: 3–5 years
- Ability to understand the legal frameworks applicable to social structures under Monegasque and foreign law
- Organizational skills, ability to meet deadlines and achieve set goals
- Ability to analyze and synthesize information, ability to prepare a report for the Executive Committee
- A service-oriented mindset and team spirit, along with the ability to advise and provide information about the bank
- Curiosity, rigor, confidentiality
- Excellent proficiency in computer and office software
- Languages: Fluent in English and French
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