Client Documentation Specialist

Job description

About the role

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organizational values are people legerity, passion, dedication, quality and expertise.

Tasks

• Handling client onboarding and KYC due diligence procedures, including related AML tasks; e.g. AML clarifications and assessments with regard to PEPs and/or other higher risk factors
• Advice on customer onboarding/KYC/related AML issues
• Preparation of internal client notes/assessments on onboarding/KYC/related AML topics
• Planning and responsibility for specific customer reviews in the context of the above regulations
• Participation in various customer projects, e.g. evaluations of new business models, implementation of new software tools
• Documentation and lifecycle management of relationships, including the maintenance of customer data
• Support during audit fieldwork (preparation of files for auditors, discussion of questions and results with auditors, etc.)

Requirements

• Degree in law, compliance, finance, business administration or a related field
• Preferably 2-3 years of experience in the financial industry in a similar compliance, audit or advisory role
• Dedicated personality with a strong team player attitude and willingness to take on responsibility
• Excellent analytical, organizational and communication skills
• Ability to take initiative and work independently and under pressure, manage own goals and set priorities
• Fluent in English.
• Good MS Office skills

Note

• Knowledge of additional languages

We offer

• Experience the dynamics of a leading fintech company
• Insight into all departments to understand the mechanics of the structured investment product value chain
• Be part of a multinational team
• Work in modern facilities at an exceptional location