Client Documentation Specialist

Job description

About the role

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organizational values are people legder, passion, dedication, quality and expertise.

Tasks

• Handling of client onboarding and KYC due diligence procedures, including related AML tasks; e.g. AML clarifications and assessments in terms of PEPs and/or other higher risk factors
• Provision of advice regarding client onboarding/KYC/related AML questions
• Preparation of internal client notes/assessments on onboarding/KYC/related AML issues
• Planning and responsibility regarding specific client reviews in context of above-mentioned regulations
• Involvement in different client projects, e.g. assessments on new business models, implementation of new software tools
• Documentation and life cycle management of relationships, including the maintenance of client data
• Support throughout audit fieldwork (preparation of files for auditors, discuss queries and findings with auditors etc.)

Requirements

• Degree in Law, Compliance, Finance, Business Administration or a related field
• Preferably 2-3 years of experience in the financial industry in a similar Compliance, Audit or Consulting function
• Dedicated personality with strong team-player attitude and willingness to take responsibility
• Excellent analytical, organizational and communicative skills
• Ability to take initiative and to work independently and under pressure, manage own goals and set priorities
• Fluent in English.
• Good MS Office Skills

Nice to Have

• Knowledge of additional languages

We offer

• Experience the dynamics of a leading fintech company
• Insight opportunities across all departments to understand the mechanics of the structured investment product value chain
• Be part of a multinational team
• Work in modern facilities at an exceptional location