Job offer
**Compliance Analyst**
The Compliance Analyst will assist Man Group's U.S. registered funds and U.S. registered investment advisers in conducting compliance monitoring, reviewing regulatory filings and developing policies and procedures. The position will focus on ensuring compliance with regulatory requirements and implementing compliance projects.
Job description: Compliance Analyst
Tasks
- Perform compliance monitoring, including Rule 38a-1 and 206(G)-1 testing and maintenance of test documentation and results.
- Contribute to ongoing reports for inclusion in Man US Registered Fund Board materials and draft minutes for committee meetings.
- Assist in the review and evaluation of compliant regulatory filings for advisers and registered funds.
- Support in the annual review and update of policies and procedures.
- Support from consultants and the regulatory development team.
- Work closely with the compliance team and assist with other compliance related functions and ad hoc projects.
- The role should evolve over time based on the resource needs of the team.
Requirements
- Professional experience and references required.
- Bachelor's degree.
- Taking initiatives with exceptional organizational, communication and interpersonal skills.
- Strong ability to review regulatory documentation and provide accurate analysis.
- Self-motivated with strong interpersonal, organizational, writing and communication skills.
- Ability to work in a hectic environment and handle multiple tasks both independently and as part of a team.
- Detail-oriented and effective research skills.
- Professional in Excel.
- Ability to learn new systems and understanding of Python is a plus.
We offer
- A rewarding environment that creates opportunities.
- A workplace where inclusion is fundamental and deeply rooted in our culture and values.
- Opportunities for further training and talent development.
- A comprehensive benefits package, including:
- Comprehensive vacation entitlements.
- Pension/401(k) benefits.
- Life and long-term disability insurance.
- Group sickness benefit.
- Extended parental leave and long-term leave.
- Depending on the location, additional benefits such as private health insurance, discounted gym memberships and pet insurance may be offered.
- Two annual "Mental Health Days" for charitable activities.
Job details