**Compliance Control Officer**

Job description

Tasks

• Support Head, Compliance Singapore to ensure compliance with local regulations and adherence to internal policies, procedures and directives.
• Support the Head, Compliance Controls in the management of regulatory issues, trends and emerging risks.
• Support the Head of Compliance Controls to drive Head Office 2LoD holistic monitoring program in line with globally defined standards.
• Foster close working relationship with key stakeholders in Head Office and other locations (in particular Hong Kong) for consistent control framework and alignment of test steps/methodologies.
• Maintain good liaison with auditors, MAS/ law enforcement agencies and key abreast of regulatory developments.
• Facilitate the roll-out of Bank's risk culture initiatives and HR's disciplinary and escalation framework.
• Develop and execute Compliance 2LoD controls within the stipulated timeframe, including proper documentation and escalation of findings to senior management.
• Participate in Compliance Strategic Roadmap projects and coordinate the completion of various Head Office initiatives.
• Develop QA and Testing framework, including but not limited to annual QA and test plans, risk assessments, testing/ QA scripts, procedures and sampling methodologies that incorporate regulatory expectations and industry developments.
• Prepare and review reports for root cause analysis and systemic findings.
• Assist in validating and tracking finding closures.
• Perform investigations and coordinate escalation to disciplinary committee as per HR framework.
• Assist in ad-hoc handling of compliance and markets advisory, regulatory inspection updates and
• Demonstration of appropriate values and behaviors including but not limited to standards on AML, honesty and integrity, due care and diligence, fair dealing (treating customers fairly), management of conflicts of interest, compliance and continuous development, adequate risk management, and compliance with applicable laws and regulations.
• Coordinate on control implementation, deletion and update.
• Timely completion and submission of compliance controls in relevant system.

Requirements

Personal and social skills

• A strong sense of responsibility, integrity and good judgment.
• Meticulous, detail-oriented and analytical.
• A dynamic personality with the ability to work independently and as part of a team.
• Impeccable organizational skills with the ability to multi-task and manage tight deadlines.
• Courage to speak out and escalate risks.
• Proactive, proactive and proposing solutions to solve problems.
• Excellent verbal and written communication skills with the ability to create concise and effective presentations and reports.

Professional and technical skills

• A university degree with more than 3 years of experience in Compliance Testing/Quality Assurance or Audit.
• Preferred experience in a similar role.

We offer

No specific benefits or incentives are mentioned.