Job offer

Compliance Control Officer

The Compliance Control Officer supports the implementation of compliance controls and programs in Singapore and is responsible for monitoring and reviewing regulatory requirements and risks. The role also includes working with stakeholders, developing control frameworks and ensuring compliance with internal policies and external regulations.

Abroad

Unknown company (juliusbaer.wd3.myworkdayjobs.com)

100%

Job description

About the job

Compliance Control Officer

Location and working hours

Location: Singapore
Working hours: Full-time

Tasks

Assist the Head, Compliance Singapore in ensuring compliance with local regulations and internal policies, procedures and instructions.
Support the Head, Compliance Controls in managing regulatory issues, trends and emerging risks.
Drive the Head Office's 2LoD monitoring program in accordance with global standards.
Maintain close working relationships with key stakeholders at Head Office and other locations.
Development and execution of Compliance-2LoD controls within the specified deadline.
Participate in Compliance Strategy Roadmap projects and coordinate the completion of Head Office initiatives.
Develop a QA and testing framework, including annual QA and test plans, risk assessments and review/test scripts.
Support in the design and implementation of a compliance monitoring program for Singapore.
Managing the disclosure process and working with regulators and law enforcement agencies.

Requirements

Personal and social skills

Strong sense of responsibility, integrity and good judgment.
Thorough, detail-oriented and analytical.
Dynamic personality with the ability to work independently and as part of a team.
Excellent organizational skills with the ability to multi-task and meet tight deadlines.
Courage to speak out and escalate risks.
Proactive, proactive and solution-oriented.
Excellent verbal and written communication skills.