Job offer

**Compliance Generalist (m/f/d) in Private Banking**

The position as Compliance Generalist (m/f/d) in Private Banking at Julius Baer in Frankfurt am Main involves supporting the Compliance team, handling regulatory issues and supporting compliance projects. The ideal candidate will have at least 3 years of experience in compliance and strong communication skills in German and English.

Job description

Your challenge

  • You support the work of the Compliance team and are a competent and independent contact person (m/f/d) for compliance-related questions on the German Securities Trading Act (WpHG), BaFin regulations for financial institutions and credit institutions, ordinances, employee remuneration, clients and secondary employment, client classifications and much more
  • You will develop recommendations for action for internal advice to various departments regarding regulatory requirements and provide support in matters of cross-border and regulatory compliance, new business approvals and our diverse private banking activities
  • You are responsible for and support technical compliance projects and optimize processes
  • You check research and marketing material for compliance with regulatory requirements before distribution and publication
  • You will also provide support with audits, the WpHG audit, the annual report and inquiries from regulators

Your profile

  • You either have a university degree or a comparable qualification
  • You already have at least 3 years of comprehensive and practical compliance experience in a compliance environment, regulatory, controlling or a similar environment
  • and enjoy working in a team
  • Strong communication skills in written and spoken English and German as well as good MS Office skills round off your profile; another language is desirable

We offer

Job details

© 2025 House of Skills by skillaware. All rights reserved.
Our website uses cookies to make navigation easier for you and to analyze the use of the site. You can find more information in our privacy policy.