Job offer
**Compliance Generalist (m/f/d) in Private Banking**
The position as Compliance Generalist (m/f/d) in Private Banking at Julius Baer in Frankfurt am Main involves supporting the Compliance team, handling regulatory issues and supporting compliance projects. The ideal candidate will have at least 3 years of experience in compliance and strong communication skills in German and English.
Job description
Your challenge
- You support the work of the Compliance team and are a competent and independent contact person (m/f/d) for compliance-related questions on the German Securities Trading Act (WpHG), BaFin regulations for financial institutions and credit institutions, ordinances, employee remuneration, clients and secondary employment, client classifications and much more
- You will develop recommendations for action for internal advice to various departments regarding regulatory requirements and provide support in matters of cross-border and regulatory compliance, new business approvals and our diverse private banking activities
- You are responsible for and support technical compliance projects and optimize processes
- You check research and marketing material for compliance with regulatory requirements before distribution and publication
- You will also provide support with audits, the WpHG audit, the annual report and inquiries from regulators
Your profile
- You either have a university degree or a comparable qualification
- You already have at least 3 years of comprehensive and practical compliance experience in a compliance environment, regulatory, controlling or a similar environment
- and enjoy working in a team
- Strong communication skills in written and spoken English and German as well as good MS Office skills round off your profile; another language is desirable
We offer
Job details