Compliance Officer Client Documentation

About the job

What you will do

• Processing of counterparty onboards,
• Handle related due diligence procedures, including KYC/AAML related clarifications and assessments for sensitive and complex cases (e.g. PEP related and/or other high risk factors) with clarifications on client documentation requirements;
• Compliance with internal guidelines and applicable external regulatory requirements in Europe/EU.
• Evaluate daily interactions with Sales/Relationship Officers; provide guidance on onboarding, KYC and client documentation topics. Frequently interact with stakeholders (within same and other departments) to ensure alignment and effective communication;
• Preparation of internal notes/assessments on onboarding/KYC/customer documentation/AAML related topics;
• Identifying operational efficiency improvements, recommending improvements and implementing them where appropriate;
• Participation in various projects, e.g. evaluations of new business models, input for and testing of new software tools, etc;
• Documentation and life cycle management of relationships;
• Responsibility for audit and/or regulatory requests, including related field work (preparation of files, discussion of queries, results, corrective actions, etc.)

What you need

• Degree in law, compliance, finance, business administration or a related field;
• At least 3-5 years of experience in the financial industry in compliance, audit, consulting or a similar role, preferably in B2B onboarding;
• Strong knowledge of European/EU financial market laws and regulations; in particular with regard to onboarding/client documentation/KYC/AAML related matters;
• Dedicated personality with strong team player attitude and willingness to take responsibility, hands-on attitude;
• Excellent analytical, organizational and communication skills;
• Ability to take initiative and work autonomously and under pressure in a fast-paced environment, manage own goals and set priorities;
• Fluent in English; additional language skills in French and/or German or Italian;
• Experience with compliance tools (e.g. WorldCheck One is a plus), good MS Office skills.

Why you will love working here

• Experience the dynamics of a leading fintech company;
• Opportunity to work with domain experts and learn directly from them;
• Work in modern facilities at an exceptional location;
• Hybrid working system: 3 days in the office and 2 days working from home.