Compliance Officer - Intermediaries (Full-Time)

Tasks

As a member of the Private Banking Compliance Team, you will serve as a dedicated center of expertise and compliance contact for matters related to intermediaries and finders. Your main duties and responsibilities include:

• Review local policies and procedures as required
• Identification and investigation of serious cases of non-compliance
• Collaboration with key stakeholders both within and outside the compliance team
• Influencing a culture of compliance among employees to minimize legal, regulatory, sanctions, and reputational risks
• Support for compliance projects and follow-up on internal and regulatory audits
• Providing training and training materials on topics related to intermediaries, finders, compliance, and AML
• Supporting the team with tasks related to intermediaries and finders, including establishing the framework and defining methodologies

Requirements

Your profile should meet the following requirements:

• Bachelor's degree (preferably in law, economics, business administration, or a banking-related subject)
• 3–5 years of experience in compliance and risk management for intermediaries (asset managers, family offices), or in audit or compliance roles
• Knowledge of the Swiss regulatory landscape, particularly AML regulations and client documentation standards
• Good knowledge of MS Office and an affinity for IT
• Strong personality with good organizational, operational, and communication skills
• Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills
• Ability to write accurate evaluations with a strong sense of integrity and discretion
• Independent, efficient, and meticulous approach to work, with solution-oriented thinking
• Fluent in English; knowledge of additional languages is a plus

We offer

(No information available)