Job offer
Compliance Officer, Italy, Full-Time (m, f, d)
The Compliance Officer for Italy is responsible for ensuring compliance with Italian and European financial regulations within the Julius Baer Group and advises senior management on compliance matters. The position requires a master’s degree in business, finance, or law, as well as at least 3 years of experience in the European financial industry.
Tasks
The role involves serving as a compliance advisor within the unit regarding Italian and European financial regulations, particularly in the area of insurance brokerage. This includes conducting thematic regulatory reviews and providing expert support in connection with regulatory changes.Your challenge
- Ensuring that B&BE complies with applicable banking and securities laws, regulations, and internal guidelines in the area of financial regulation, particularly with regard to insurance regulations (e.g., IDD). - Supporting the CMLRO and the Head of Products and Services in maintaining a positive and regular relationship with Italian authorities and other relevant regulatory bodies. - Providing advisory services on compliance matters to B&BE’s executive management. - Participating in projects to implement new regulatory initiatives and contributing to the improvement of regulatory processes.compliance program
- Implement and maintain all relevant global standards in accordance with the Julius Baer Global Compliance Program at B&BE, taking into account relevant local regulations and laws. - Regularly analyze business activities within the local unit to assess existing compliance risks. - Implement appropriate controls in accordance with the "Three Lines of Defense" model.Your profile
- Master’s degree in business, finance, or law. - At least 3 years of relevant experience in the European financial industry (auditing, banking, etc.). - Strong understanding of European financial laws and regulations, particularly in the area of insurance regulations (e.g., IDD). - Excellent analytical and problem-solving skills to define efficient compliance solutions for regulatory requirements. - Excellent verbal and written communication skills in English and Italian to produce clear, precise reports with minimal supervision.Professional and technical
- Experienced compliance officer with extensive experience in EU and Italian regulations. - Extensive experience in the international wealth management industry (INWMC, UHNW). - Detailed knowledge of investment services regulations, with a particular focus on insurance products. - Experience dealing with regulatory authorities and responding to their inquiries. - Project management experience as both a project leader and team member.We offer
No information available.Job details
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