Compliance Officer – Market Regulations & Best Execution 80–100% (f/m/d)

Tasks

- Ensure regulatory compliance advice and risk assessments, contributing to the development of robust global minimum standards by authoring policies, guidelines, and manuals, and by designing or enhancing global minimum controls - Collaborate closely with cross-functional stakeholders across Group General Counsel, Global Compliance, and business units to strengthen the Group's global market regulations and best execution frameworks in line with evolving regulatory expectations - Support key business transformation initiatives related to market regulations and best execution, and drive risk awareness and training initiatives across the organization

Requirements

• University degree or equivalent qualification in business administration, economics, or (business) law; additional certificates in compliance, risk management, or financial regulation are an advantage
• In-depth expertise in Swiss and European financial market regulation, including but not limited to FMIA, MiFIR, and EMIR; familiarity with financial market regulations in Asia, the UK, or the US is an advantage
• Professional experience in regulatory compliance or internal auditing within a banking environment is required, preferably in the area of regulatory reporting or associated risk functions.
• Strong analytical skills, common sense, and the confidence to work constructively with business units while maintaining cooperative relationships
• A solution-oriented and customer-focused attitude, complemented by strong written and verbal communication skills, including the ability to create executive-level presentations (PowerPoint) and formal compliance memoranda
• Demonstrable initiative, proactive and independent, and a deep sense of ownership and responsibility
• A genuine enthusiasm for staying ahead of emerging regulatory trends and driving internal control frameworks within a complex private banking context

We offer

No information available.