Compliance Officer - Private Banking Compliance 80% - 100% (f/m/d)

Job description: Compliance Officer - Private Banking Compliance

Tasks

• Review local policies and procedures as required
• Identification and investigation of serious cases of non-compliance
• Collaboration with key stakeholders within and outside the compliance area
• Embedding a compliance culture among employees to mitigate legal, regulatory, sanction and reputational risks
• Supporting compliance projects and tracking internal and regulatory audits
• Provision of training and training materials on intermediaries and finders, compliance, and AML issues
• Supporting the team with intermediary and finder-related tasks as needed, including setting frameworks and defining methods

Requirements

• Bachelor's degree (preferably in law, economics, business administration or a banking-related subject)
• 3-5 years of experience in intermediaries (asset managers, family offices), compliance and risk management, audit, or compliance functions
• Knowledge of the Swiss regulatory environment, in particular AML regulations and customer documentation standards
• Good knowledge of MS Office and an aptitude for IT
• Strong personality with good organizational, operational, and communication skills
• Ability to work under pressure, with excellent analytical, teamwork, and problem-solving skills
• Fluent in English, with additional languages an advantage
• Independent, efficient, and meticulous working methods with solution-oriented thinking
• Ability to write accurate evaluations with a strong sense of integrity and discretion

We offer