Compliance Officer, Regulatory & Policy Management

Tasks

The position of Compliance Officer, Regulatory & Policy Management includes the following tasks:

• Supporting the Head of Regulatory Compliance in establishing and maintaining regulatory relationships with local regulatory authorities
• Communication with regulatory authorities, internal and external auditors, and coordination of regulatory inquiries
• Support in managing regulatory risk and maintaining the franchise by advising business units and infrastructure
• Building and maintaining relationships with internal stakeholders such as senior management and front office teams
• Supporting the policy desk and advising on policy and procedure issues
• Monitoring, evaluating, and advising on new or revised regulations in Singapore
• Maintenance of the regulatory compliance matrix in Singapore and coordination with various departments

Requirements

The following requirements apply to this position:

• Excellent interpersonal and persuasion skills
• Good character traits with integrity, perseverance, and persuasiveness
• Problem-solving skills, initiative, and decision-making skills
• Analytical skills in risk assessment
• Respect from regulators and peers at all levels
• Passion for the values of Julius Baer
• Academic degree (bachelor's) with at least 5 years of experience
• Good knowledge of the legal and regulatory environment
• Experience in interacting with regulatory authorities such as MAS

We offer

The position offers the opportunity to be part of a team responsible for licensing representatives who conduct regulated activities in Singapore. There is also the opportunity to assist in franchise maintenance and regulatory risk management.