Compliance Officer, Regulatory & Policy Management

Tasks

The role of the Compliance Officer involves supporting the Head of Regulatory Compliance in maintaining positive regulatory relationships and assisting with the management of regulatory inquiries and various external and internal audits and regulatory inspections. Key responsibilities include:

• Supporting the Head of Regulatory Compliance in maintaining regulatory relationships with local regulatory authorities
• Communication with regulatory authorities, internal and external auditors, and assistance in coordinating all regulatory inquiries
• Support in managing regulatory risk and maintaining the franchise by advising business units and infrastructure units on compliance with relevant laws, regulations, and internal policies in Singapore

Requirements

Ideal candidates should have the following qualifications and experience:

• Excellent interpersonal and persuasive skills
• A person of good character, with integrity, perseverance, persuasiveness, and the ability to work well with others
• Problem-solving skills, initiative, and decision-making authority
• Analytical ability in risk assessment
• A bachelor's degree is required, along with at least 3 years of experience
• Good knowledge of the legal and regulatory environment
• Experience interacting with the MAS and other regulatory authorities is desirable.

We offer

The exact description of the services offered is not specified, but it is noted that the position is part of a team responsible for licensing all representatives conducting regulated activities in Singapore.