Job offer

Compliance Officer, Regulatory & Policy Management

The Compliance Officer for Regulatory & Policy Management at Julius Baer in Singapore is responsible for monitoring and implementing regulatory requirements and guidelines and supports the maintenance of good relations with regulatory authorities. The position requires at least 5 years of experience and a good knowledge of the legal and regulatory environment in the financial industry.

Tasks

The position of Compliance Officer, Regulatory & Policy Management includes the following tasks:
  • Supporting the Head of Regulatory Compliance in establishing and maintaining regulatory relationships with local regulatory authorities
  • Communication with regulatory authorities, internal and external auditors, and coordination of regulatory inquiries
  • Support in managing regulatory risks and advising business units and infrastructure departments on compliance with relevant laws, regulations, and internal guidelines
  • Monitoring, evaluating, and advising on new or revised regulations in Singapore and working with the business to ensure compliance
  • Maintaining the matrix for regulatory obligations in Singapore and coordinating with various departments to ensure compliance with regulatory requirements

Requirements

The following requirements apply to this position:
  • Excellent interpersonal and persuasive skills
  • Good character traits with integrity, perseverance, persuasiveness, and teamwork skills
  • Problem-solving skills, initiative, and decision-making skills
  • Analytical ability in risk assessment
  • A bachelor's degree is required, with at least 5 years of experience.
  • Good knowledge of the legal and regulatory environment
  • Experience in communicating with the MAS and other regulatory authorities is desirable.

We offer

The position offers the opportunity to be part of a team responsible for licensing representatives who conduct regulated activities in Singapore. There is also the opportunity to work with senior managers, front and support groups, and build close relationships.

Job details

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