Compliance Officer, Regulatory & Policy Management

Tasks

The position of Compliance Officer, Regulatory & Policy Management includes the following tasks:

• Supporting the Head of Regulatory Compliance in establishing and maintaining regulatory relationships with local regulatory authorities
• Communication with regulatory authorities, internal and external auditors, and coordination of regulatory inquiries and audits
• Supporting regulatory risk management and franchise preservation by advising business units and infrastructure departments on compliance with laws, regulations, and internal policies in Singapore
• Building and maintaining relationships with internal stakeholders such as management and other support groups
• Supporting the Policy Desk and advising on policy and procedure issues in the banking sector
• Monitoring, assessing, and advising on the impact of new or revised regulations in Singapore and working closely with the business to ensure compliance
• Maintaining the matrix for regulatory obligations in Singapore and coordinating with various departments to ensure compliance with all regulatory requirements

Requirements

The following requirements apply to this position:

• Excellent interpersonal and persuasive skills
• Good character with integrity, perseverance, persuasiveness, and teamwork skills
• Ability to solve problems, take initiative, and make decisions
• Good judgment and ability to work under pressure
• Analytical ability in risk assessment
• Respect from regulators and peers at all levels
• Passion for the values of Julius Baer
• Academic degree (bachelor's) with at least 5 years of experience
• Good knowledge of the legal and regulatory environment
• Experience in interacting with the MAS and other regulatory authorities is desirable.
• Knowledge of business processes, standards, guidelines, and procedures in a financial or banking environment

We offer

The position offers the opportunity to be part of a team responsible for licensing all representatives conducting regulated activities in Singapore. There is also the opportunity to contribute to maintaining the franchise by complying with laws and regulations.