Senior Compliance Associate

Job description

Bring your expertise to a role that plays a central part in supporting strong governance and compliance outcomes. As a Line of Business Compliance Senior Associate, you will work closely with compliance leadership, legal teams, and senior stakeholders to deliver high-quality reporting, analytical insights, and coordination of key regulatory and business initiatives.

Tasks

• Deliver timely, high-quality presentations and reports to senior management, compliance leadership, executive committees, and regulatory bodies
• Be responsible for the end-to-end preparation of management information, including analysis, data validation, synthesis, and stakeholder validation
• Use AI tools and automation to streamline reporting processes, enhance data analysis, and improve operational efficiency
• Partner with compliance teams, business units, control functions, technology, and operations to support regulatory changes and compliance remediation initiatives
• Monitor and track compliance action plans, regulatory commitments, and key deliverables, escalating risks and issues as necessary
• Develop and maintain procedures, process documentation, and training materials that support governance and control frameworks
• Represent the Line of Business Compliance team in cross-functional working groups and initiatives
• Analyze compliance metrics, trends, and emerging risks to support proactive risk identification and management
• Coordinate and prepare materials for governance forums, including committees, working groups, and interactions with regulatory bodies
• Support ad hoc projects and initiatives in a flexible and adaptable manner
• Collaborate with regional and global compliance teams to share best practices and drive continuous improvement

Requirements

• Proven experience using AI tools and process automation to improve efficiency, analytics, and data visualization
• Advanced proficiency in Microsoft Office, including Excel (complex formulas, data manipulation, and analysis) and PowerPoint for senior-level reporting
• Exceptional attention to detail, with the ability to produce accurate, high-quality work under tight deadlines
• Strong written and verbal communication skills, with the ability to simplify complex information for senior stakeholders
• Excellent organizational, time management, and prioritization skills in a fast-paced environment
• Self-motivated and proactive, with the ability to take full responsibility for deliverables from start to finish
• Strong analytical and problem-solving skills, with a solutions-oriented mindset

Preferred qualifications

• Experience in the financial services industry, particularly in compliance, risk management, business management, or control functions
• Previous experience supporting senior leadership in a business or project management role
• Understanding of regulatory frameworks and compliance requirements
• Experience with data visualization or business intelligence tools
• Ability to build effective partnerships and influence stakeholders at all levels
• Bachelor’s degree or equivalent professional qualification