Job offer
DEPUTY HEAD OF THE CONTROL ROOM
Leonteq is seeking a Deputy Head of the Control Room (100%) in Zurich who will be responsible for ensuring compliance with trading rules, monitoring conflicts of interest, and providing compliance advice to senior management. The ideal candidate will have a college degree, at least three years of experience in a trading-related control role, and be fluent in German and English.
ABOUT THE ROLE
- At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence, and our entrepreneurial spirit. Our core values—people, passion, dedication, quality, and expertise—serve as our guiding principles.
WHAT YOU'LL DO
- Deputy to the Global Head of the Control Room
- Ensuring Compliance with SIX Swiss Exchange / BX Exchange Trading Rules and Reporting Requirements for Listed Companies and Significant Holdings
- Monitoring, analyzing, and implementing regulatory changes
- Handling, monitoring, and reporting of conflicts of interest and matters related to employee conduct.
- Trade surveillance, analysis of trading and sales activities, rules and regulations governing contractual agreements
- Maintenance of the watchlist/restricted list; fund and ETF approvals
- Handling inquiries from FINMA, SIX, and BX, as well as any other authority or exchange
- Responsibility for the Global Policy Framework
- Administrative support in several areas (Operational Risk, ICS, etc.)
- Support for the Board, the Executive Committee, Trading and Sales, and other business areas in matters related to compliance
WHAT YOU'LL NEED
- A university degree or equivalent education with a focus on trading, compliance, or banking
- At least 3 years of relevant experience in a trading-related control function
- Very good proficiency in MS Office (especially Excel), strong IT skills
- Very good analytical and mathematical skills
- Strong interpersonal skills, flexible, confident, and able to work at all levels
- Ability to communicate clearly and concisely at all levels
- Fluency in German and English; knowledge of other languages is a plus
NICE TO HAVE
- Additional language skills
WHY YOU'LL LOVE WORKING HERE
- Experience the dynamic environment of a leading fintech company
- Insight opportunities across all departments to understand and build expertise in the mechanics of the structured investment product value chain
- Modern offices in an exceptional location
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