Job offer
Investment Risk Manager
The Investment Risk Manager is responsible for monitoring compliance with investment regulations and guidelines and performs daily checks to ensure compliance with internal and external requirements. The candidate should have experience in investment risk and/or risk compliance and knowledge of regulatory requirements in Switzerland and Luxembourg.
Job description
Tasks
- Responsible for monitoring the compliance of investment portfolios with restrictions defined by contractual provisions, regulations (e.g., LPCC, FINMA, UCITS, AIFMD), and internal policies.
- daily monitoring of plant restrictions
- Analyzing alerts and violations, coordinating investigations and ensuring the implementation of action plans
- Interpretation of regulatory texts and contractual clauses for implementation in operational rules in control tools
- Configuration, maintenance and documentation of rules in monitoring systems (e.g. Aladdin, Bloomberg, SimCorp, StateStreet)
- Close collaboration with the asset management, legal, and IT compliance teams to ensure the robustness of the system
- Participation in projects for the continuous improvement and automation of controls
Requirements
- University or college degree in finance, law, risk management, or equivalent
- 2-7 years of experience in investment risk and/or risk compliance
- Knowledge of the Swiss (LPCC, FINMA) and Luxembourg (UCITS, AIFMD) regulatory framework for investment restrictions
- Very good knowledge of control tools and financial instruments
- Analytical mind, accuracy, precision, autonomy, and sense of responsibility
- Excellent French skills, good English skills, German skills are a plus
We offer
- No specific benefits mentioned
Job details
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