KYC Uplift Specialist 100%

Tasks

• Partner review and enhancement of existing KYC reviews to ensure compliance with regulatory standards and internal policy requirements
• Collaboration with the BA in preparing complex KYC files, identifying information gaps, and researching and gathering information
• Review and assessment of approximately 500 documentation and KYC verification packages for the front office, and support for the KDD and KYC task force (2019), which is currently evaluating the completeness and adequacy of the documentation for approximately 700 of the bank’s accounts and KDDs (documentation update)
• Conducting due diligence (DD) assessments; assisting the back office in identifying issues in clients' transactional behavior that arise from AML compliance concerns
• Processing feedback sent to Relationship Managers (RMs) via email notifications regarding a profile and collaborating with the Head of EAF to discuss customer onboarding processes
• Review decisions regarding transactional monitoring of customers (Census) and develop recommendations using customer data in accordance with internal policies
• Processing all customer due diligence for new (offshore and onshore) investment accounts during the review process
• Monitoring of customer and transaction documentation for reuse across different documentation purposes
• Review of pending and final packages; collection and validation of documents
• Reporting Concerns Regarding Risk Assessments and Internal Governance
• Monitoring due diligence file requirements in accordance with the KycEDD job description and internal compliance guidelines
• Processing customer KYC review requests in a timely manner
• Supporting the KycEDD team with identified, proposed, and implemented projects
• Ensure that KYCDD assessors cannot enter into complex agreements and that these are submitted for project support and review. For example, companies whose shareholdings must be investigated (non-KYC DD KIC contact)

Requirements

• A strong willingness to learn
• Strong technical expertise in KYC risk assessment, SOX/KYC coordination, and financial crime compliance, including sanctions compliance
• Experience in preparing financial documents for a financial services company, such as regulatory filings
• A solid education and understanding of the private banking industry and its companies