Governance & Regulatory Compliance Officer (m/f/d)

Your tasks

• Coordinating and managing project and task execution related to regulatory requirements and tracking, as well as documenting all materials prepared by the Compliance Working Group for database approvals—including submission documents—evaluating and documenting applications, and processing inquiries regarding submissions for the approval of additional products
• An independent platform for customer information and support in setting up and maintaining this customer information
• Responsibility for evaluating control systems and mechanisms
• Definition of the concept and analysis of customer relationships and the relevant processes in order to establish demonstrated adequacy based on valid documentation
• Person responsible for developing, maintaining, ensuring, and documenting compliance with regulatory requirements in the relevant database and at the local office
• Designated Person at the National Authorities
• Active commitment to achieving operational and strategic goals and motivating teams to deliver outstanding performance
• Planning, implementing, and documenting regulatory requirements in the appropriate database or within the Office
• Coordination and oversight of project and task management related to regulatory requirements in the relevant database, as well as local office assessments by the functional departments
• Coordination of the implementation of global policies, including approval processes via the relevant database and local offices (new policies, amendments, repeals), including approval management

Your profile

• A college degree in business or law, or a business-related apprenticeship
• One or more years of professional experience in the field of compliance, ideally in the banking regulatory environment
• Basic or in-depth knowledge and experience in the area of governance and compliance
• Experience in the banking sector, particularly in asset management and trust services, as well as in management compliance and corporate governance, is advantageous
• A structured, precise, and solution-oriented approach to work
• Strong communication and teamwork skills
• A willingness to learn and an open-minded attitude
• Very good written and spoken German and English skills, as well as excellent MS Office skills