Job offer

Capital Market Compliance Officer (m/f/d)

DZ PRIVATBANK is seeking a Capital Markets Compliance Officer who will be responsible for monitoring and implementing regulatory requirements in the area of capital markets compliance and who has experience in implementing legal and regulatory requirements in the capital markets sector. The successful candidate will be part of a team that monitors and reviews trading activities and handles inquiries to the Capital Markets Compliance department.

What you can expect

As a consultant (m/f/d), your main tasks will include monitoring and implementing regulatory requirements in the area of capital market compliance. Your tasks will also include monitoring activities, performing monitoring and auditing tasks, e.g., as part of internal audits and reviews. Together with our team, you will be responsible for monitoring and auditing our business trading activities and for implementing audit and analysis results in line with SQL and VBA. Your tasks will also include monitoring compliance with capital market compliance requirements and actively coordinating and processing inquiries addressed to the Capital Market Compliance department.

What you bring with you

You have a degree in business informatics, business administration, or a comparable degree in a related field. You have at least three years of professional experience in implementing legal and regulatory requirements in the capital market sector, particularly with regard to MiFID II, WpHG, MaComp, MAR I/II MAD, as well as the Disclosure Regulation and Taxonomy Regulation. You have a high level of IT affinity and have a good knowledge of SQL, VBA, or comparable programming languages, as well as Microsoft Office applications and Tableau.

What we offer you

  • EGYM Wellpass
  • Wide range of continuing education courses

Job details

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