Job offer
Capital Market Compliance Officer (m/f/d)
DZ PRIVATBANK is looking for a Capital Markets Compliance Officer (m/f/d) for its Frankfurt am Main office to implement and monitor regulatory requirements in the area of capital markets compliance. The ideal candidate will have a university degree and at least three years of professional experience in capital markets.
Tasks
- As a consultant (m/f/d), your main tasks will include the independent implementation and monitoring of relevant regulatory requirements in the area of capital market compliance, in particular MiFID II, MAR, WpHG, Taxonomy Regulation, Disclosure Regulation, and Transparency Regulation. - Together with the team, you will be responsible for capital market-related trade monitoring and will prepare business-critical trade monitoring reports (SQL, VBA). - Your tasks will also include monitoring the group-wide capital market compliance policy. - In addition, you will process inquiries (inbound and outbound), participate in projects, and promote ...Requirements
- You have a degree in business informatics, business administration, or a comparable degree in a related field.
- You have at least three years of professional experience in implementing legal and regulatory requirements in capital market business, particularly with regard to MiFID II, WpHG, MaComp, MAR I/II MAD, as well as the Disclosure Regulation and Taxonomy Regulation.
- You have a high level of IT affinity and have good knowledge of SQL, VBA, or comparable programming languages, as well as Microsoft Office applications and Tableau.
We offer
- EGYM Wellpass
- Wide range of continuing education courses
Job details