Regulatory Compliance Officer

Job description

The Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring compliance with Swiss regulatory requirements applicable to private banking. The role provides regulatory advice and contributes to the implementation and maintenance of the bank’s compliance framework, with a focus on market conduct, FIDLEG/FinSA, cross-border activities, outsourcing and vendor management, compliance monitoring, training governance, and regulatory reporting.

Tasks

The most important tasks include:

• Regulatory Consulting and Support for Business and Support Functions
• Support for the development, implementation, and maintenance of compliance policies, procedures, and governance frameworks
• Monitoring regulatory developments and assessing their impact on the bank
• Support for compliance activities related to market conduct, FIDLEG/FinSA, cross-border compliance, outsourcing, and vendor management
• Conducting compliance monitoring audits and providing support in implementing the compliance monitoring plan
• Coordinating compliance training activities and maintaining training governance processes
• Preparation of management information, KRIs, committee materials, and regulatory reports
• Support with audits, regulatory reviews, and interactions with internal and external stakeholders

Requirements

The most important requirements include:

• Knowledge of Swiss banking and financial market regulations, including FIDLEG/FinSA
• Understanding of private banking, cross-border compliance, and outsourcing governance requirements
• Strong analytical, communication, and stakeholder management skills
• Ability to work independently and manage multiple priorities
• Great attention to detail and strong documentation skills
• Fluency in English is required; knowledge of additional languages is a plus

We offer

No information available.