Senior Compliance Officer

Tasks

The Compliance Department is seeking a Senior Compliance Officer to handle the following responsibilities:

• Monitoring of legal and regulatory developments
• Implementation and monitoring of regulatory requirements within the bank
• Reviewing, organizing, and implementing internal compliance controls (ICS) in the areas of AMLA, VSB, FIDLEG, market conduct, contract law, and data protection law in collaboration with the team
• Assistance with the preparation of compliance reports (quarterly reports, annual reports, ad hoc reports)
• Processing of Questions Avis FCCQ
• Handling internal compliance tasks, such as issues related to sanctions
• Training and providing information to employees on compliance issues

Requirements

We are looking for a responsible, honest, and trustworthy individual who meets the following requirements:

• A completed university or college degree (Bachelor’s or Master’s in law or business) or comparable advanced professional training
• At least three years of solid professional experience in a comparable compliance role, preferably in the areas of internal control and reporting
• Extensive knowledge of the relevant legal framework, including the Anti-Money Laundering Act (AMLA), the Anti-Money Laundering Ordinance (AMLO), the Financial Market Act (FMA), and market conduct

We offer

We offer a close-knit, supportive work environment within the compliance team, alongside dedicated colleagues, as well as:

• Diverse and exciting responsibilities in a dynamic, professional environment
• Active working conditions for a multifaceted culture
• Short decision-making processes
• Good, collaborative policies for working from home