Job offer
Senior Compliance Officer
Vontobel is seeking an experienced Senior Compliance Officer to become part of the US Institutional Client Compliance team and support the implementation of compliance programs for two registered investment advisors. The position offers the opportunity to progress to Chief Compliance Officer of one of the investment advisors within 12 months.
Job description
Senior Compliance OfficerTasks
- Assisting in the administration and implementation of compliance programs for two affiliated Registered Investment Advisers ("RIAs")
- Cooperation with the Head of Advisory Compliance for the Americas
- Support for activities and projects in connection with regulatory requirements
Requirements
- High motivation and experience
- Experience in compliance, in particular in connection with Registered Investment Advisers
We offer
- The opportunity to become part of a dynamic US institutional client compliance team
- A role designed to prepare the successful candidate for the position of Chief Compliance Officer of one of the RIAs within 12 months
Job details
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