Senior Middle Office Analyst

Job description

Tasks

• Monitoring all aspects of the investment process
• Compliance with and updating of applicable laws, including relevant sections of the FCA Handbook
• Treating customers fairly and acting in their best interests
• Periodic reporting of Key Risk Indicators (KRI) and other MiFIR reports
• Reporting to line managers or others to ensure that all aspects of the statement or those relevant to the operation of EFGUK or its subsidiaries are covered
• Representation of the Investment Middle Office in organizational change initiatives
• Identification and implementation of process and control improvements
• Analysis and review of operational risk incidents
• MiFIR/KRI reporting
• Operational support for front office colleagues – CRO teams/EFGAM/Advisory

Additional tasks

• Monitoring of daily securities account and cash reconciliations
• MiFID II transaction reporting
• Risk and regulatory (CAS) controls, including custody reconciliation/investigation
• Calculation and processing of customer fees
• Analysis of trading processes to identify areas for improvement
• Preparation of customer evaluation reports
• Preparation of presentations for committees
• Distribution and selection of corporate events
• Documentation of operational risk incidents
• Preparation of annual client tax reports

Requirements

person specification

• Experience in the financial services sector
• Proven ability to apply theoretical knowledge in a work context
• Reliable, accurate, and able to prioritize responsibilities within deadlines
• Good system knowledge and application to the business

Required skills

• Reliable, accurate, and able to prioritize responsibilities within deadlines
• Good system knowledge and application to the business

We offer

• A comprehensive benefits package tailored to the needs of our employees