Job offer
Team Head Products & Services Compliance 100% (m/f/d)
The Team Leader Products & Services Compliance (m/f/d) is part of the Compliance team at Julius Baer and supports senior management in complying with external and internal regulations by actively managing regulatory and reputational risks. The position involves overseeing compliance activities, advising business units and leading a team.
Job description
Tasks
- Comply with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements
- Ensure excellent and evolving knowledge of regulatory compliance aspects applicable to BJBE, industry best practice and in-house policies and procedures
- Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance ("2nd Line of Defense")
- Stay updated on any relevant regulatory changes
- Communicate effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties
Regulatory Advisor
- Provide advice on regulatory compliance aspects to the business and the senior management
- Participate in projects addressing new regulatory initiatives on those topics and contribute to the enhancement of existing regulatory-driven processes
Compliance Program
- Design an efficient control framework for Compliance
- Supervise the performance of the BJBE Compliance control plan and work closely with the business to ensure compliance with our regulatory obligations
- Prepare regular and ad-hoc reports for BJBE Management and the Chief Compliance Officer with regard to the execution of compliance activities and respective outcomes
- Prepare all documents required by Internal and External auditors
Requirements
- A minimum of 8 years of relevant professional experience within the financial sector, ideally including experience in private banking and/or with a reputable international consulting or audit firm
- Strong knowledge of Luxembourg and European laws and regulations applicable to private banking
- Excellent verbal and written communication skills in English; proficiency in additional languages would be a distinct advantage
- A data-driven approach and mindset
- Strong leadership skills and ability to train team members
- Able to communicate with impact as well as build and maintain sound relationships with stakeholders locally and globally
- Strong ability to work solution oriented with a pragmatic approach
- Strong hands-on mentality which allows you to react flexibly on ad-hoc requirement
- Detail oriented and demonstrate a high readiness of mind
- Ability to work under pressure, autonomously and within a team
- Excellent analytical skills and resilience
- Strong negotiator
We offer
No specific benefits mentioned.Job details