Job offer
Team Head Products & Services Compliance 100% (m/f/d)
The position of Team Head Products & Services Compliance at Julius Baer in Luxembourg involves leading a team in the area of compliance and monitoring the adherence to regulatory requirements in the Products & Services area. The incumbent will be responsible for communicating with various departments, monitoring regulatory changes and preparing reports for management and regulators.
Job description
Tasks
- Comply with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements
- Ensure excellent and evolving knowledge of regulatory compliance aspects applicable to BJB, industry best practice and in-house policies and procedures
- Get an insight in relevant departments (e.g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance ("2nd Line of Defense")
- Stay updated on any relevant regulatory changes
- Communicate effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties
Regulatory Advisor
- Provide advice on regulatory compliance aspects to the business and the senior management
- Participate in projects addressing new regulatory initiatives on those topics and contribute to the enhancement of existing regulatory-driven processes
Compliance Program
- Design an efficient control framework for Compliance
- Supervise the performance of the BJB Compliance control plan and work closely with the business to ensure compliance with our regulatory obligations
- Prepare regular and ad-hoc reports for BJB Management and the Chief Compliance Officer with regard to the execution of compliance activities and respective outcomes
- Prepare all documents required by Internal and External auditors
Regulators Management
- Be the key point of contact for related regulators request or inspections
Requirements
- A Bachelor's degree in Economics, Law, or Compliance (or equivalent)
- A minimum of 8 years of relevant professional experience within the financial sector, ideally including experience in private banking and/or with a reputable international consulting or audit firm
- Strong knowledge of Luxembourg and European laws and regulations applicable to private banking
We offer
No explicit benefits mentioned.Job details
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