Job offer

Team Head - Products & Services Compliance

The position of Team Head – Products & Services Compliance at Julius Baer involves leading a compliance team and overseeing compliance with laws and regulations in the area of products and services. The incumbent is responsible for safeguarding the bank’s integrity and regulatory standing while supporting business development.

Tasks

The position of Team Head – Products & Services Compliance involves the following responsibilities:
  • Leadership, mentoring, and development of a high-performing compliance team for product and service monitoring
  • Ensuring full compliance with internal policies, regulatory requirements, and supervisory expectations across all BJBE entities
  • Assumption of second line of defense mandates through independent, objective assessment and challenge of front-line functions
  • Advising business units, the legal department, risk management, and product development on compliance issues related to current and new regulations
  • Proactively assess the impact of changing regulatory landscapes and translate them into manageable policies and controls
  • Contribute to strategic, cross-functional projects that incorporate compliance
  • Development, implementation, and continuous improvement of a risk-based compliance monitoring framework
  • Monitoring the implementation of the annual compliance control plan and escalating findings
  • Preparation of comprehensive periodic and ad hoc reports for BJBE senior management, the Head of Regulatory and Product & Services Compliance, the Chief Compliance Officer, and Group Compliance
  • Representing the Compliance function on internal committees and coordinating responses to regulatory inquiries

Requirements

The position of Team Head - Products & Services Compliance requires:
  • In-depth knowledge of MiFID II, anti-fraud mechanisms, and tax compliance protocols
  • Professional proficiency in using data analysis tools to identify patterns, support risk assessments, and improve monitoring efficiency
  • Strong attention to detail, combined with pragmatic, solution-oriented thinking
  • Strong leadership skills with a proven ability to lead and motivate professional teams in a matrix organization
  • Excellent communication and interpersonal skills, including fluency in English; knowledge of other languages is a plus
  • Ability to act independently under pressure while maintaining composure and sound judgment
  • High ethical standards, personal integrity, and commitment to operational excellence

We offer

The position of Team Head - Products & Services Compliance offers:
  • The opportunity to lead and develop a high-performing compliance team
  • The opportunity to strengthen compliance resilience and support sustainable business growth
  • The opportunity to work at a leading global wealth management firm

Job details

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