Job offer
Team Head - Products & Services Compliance
The position of Team Head - Products & Services Compliance at Julius Baer in Luxembourg or Madrid involves managing a compliance team and monitoring compliance with financial services regulations and rules. The incumbent is responsible for ensuring the integrity and regulatory status of the bank and acts as an advisor to business units and other departments.
About the job
The position of Team Head - Products & Services Compliance plays an important role within the compliance function. This position is central to maintaining the integrity and regulatory status of the bank by leading a dedicated team responsible for proactive compliance monitoring across core business activities.Your challenge
The role encompasses various aspects:- Leadership, mentoring, and development of a high-performing compliance team
- Ensuring full compliance with internal policies, regulatory requirements, and supervisory expectations
- Assumption of second line of defense mandates through independent, objective assessment and challenge of front-line functions
Regulatory advice and business partnership
The position includes:- Advising business units, legal department, risk management, and product development on compliance implications
- Proactively assess the impact of changing regulatory landscapes and translate them into manageable policies and controls
- Strategic contributions to cross-functional projects
Compliance framework and controls
The tasks include:- Development, implementation, and continuous improvement of a risk-based compliance monitoring framework
- Monitoring the implementation of the annual compliance control plan
- Control of corrective measures and monitoring of progress
- Preparation of comprehensive reports for senior management, the Head of Regulatory Affairs, and the Chief Compliance Officer
Stakeholder engagement and regulatory interface
The position includes:- Representation of compliance in internal committees
- Coordinating responses to regulatory inquiries and internal/external audit requests
Technical skills
The following are required:- Deep understanding of MiFID II, fraud detection mechanisms, and tax compliance protocols
- Knowledge of data analysis tools
- Strong attention to detail and pragmatic, solution-oriented thinking
Personal characteristics
The following are required:- Strong leadership presence and ability to lead and motivate professional teams
- Excellent communication and interpersonal skills, including English language skills
- Ability to work independently under pressure while maintaining composure and judgment
- High ethical standards, personal integrity, and commitment to operational excellence
Job details
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