Business (Operational) Risk Manager

Stellenbeschreibung

Aufgaben

• Manage the Risk Control Processes (RSCA) across functional areas and ensure delivery of requirements timely for reports and deadlines to meet internal and external controls, Run regular and ad-hoc process, risk, and controls assessments and reviews. Support 1st line of defense in documenting processes, risks, controls.
• Manage reporting outputs at local management committee meetings.
• Incidents / Issues: Assume ownership for the incident / issue lifecycle management, ensure prompt, accurate and complete incident / issue assessment, escalation and reporting for all operational events originating in the functional area of responsibility.
• Key Risk Indicator (KRI) reporting: Maintain, update KRI's and provide report to various functional and Legal Entity senior and top management and committees.
• Make smart use of available technology (incl. Tableau, MySQL) to organize, analyze and display the data.
• Outsourcing: Manage the risk assessments and outsourcing KPl's for the outsourced services within the functional area of responsibility.
• RFPs / DDQ: Provide input for Requests for Proposal (RFPs) and Due Diligence Questionnaires (DDQs) as requested.
• SOX1 Reporting: Support internal stakeholders in coordinating the SOX1 Audit including the relevant documentation and sign off procedure as needed.
• Business Continuity Management (BCM): Review and update the annual Business Impact Analysis (BIA) and Business Continuity Strategy, support the BCM testing.
• Operational Excellence: Support the efforts to further simplify and align the business and risk processes.
• Projects / Initiatives: Support Group and Investments / Institutional Client projects and initiatives.

Data Analytics Management – Quality Growth Boutique

• Support and implement the strategic goal of achieving a globally aligned and consistent operating model for Quality Growth performance and risk data management through primary data and analytics development.
• Support customer performance and risk client data / consultant data reporting out of FactSet and other critical sources.
• Addressing custom requests for analytics on the firm's strategies, accounts, market data.

Anforderungen

• Industry experience: at least 5-7 years of experience preferably in an asset management or generally in the financial services industry.
• Bachelor's Degree or equivalent in Finance or related field, CFA a plus.
• Stakeholder management experience up to senior management, ability to work cross functional and across locations.
• Knowledge of and relevant Business Risk Management experience with processes across business functions of Asset / Investment Management including Operations, Trading, and Sales activities. Experience with Outsourcing, SOX-1, RSCA, KRI process.
• Advanced Microsoft Office Suite skills required.
• Prioritization, attention to detail, follow-up, with a sense of urgency and organizational skills are essential.
• Ability to develop and maintain working relations and collaborate effectively with a diverse group of associates, senior business leaders, and individuals outside the organization.
• Exceptional risk, performance, and analytical skills, especially as they relate to data analysis.
• Knowledge of FactSet.
• Regulatory knowledge: experience of the US regulatory framework for investment management.

Wir bieten

• Top location with collaboration spaces.
• Agile environment in how we think, the way we work and our trust for each other.
• Flat hierarchy with collaboration at all levels.
• Competitive salary depending on experience between USD 130k-USD 170k + bonus.