Stellenangebot

CDS Quality Assurance Lead

Der CDS Quality Assurance Lead ist für die Überwachung und Verbesserung des KYC-Frameworks (Know Your Customer) innerhalb des Client Documentation Services (CDS) bei Julius Baer verantwortlich. Die Rolle umfasst die Sicherstellung von Kontrollen, die Bewertung von Prozessen und die Zusammenarbeit mit verschiedenen Teams, um Risiken zu minimieren und regulatorische Anforderungen zu erfüllen.

Ausland

Julius Bär Gruppe AG

100%

Stellenbeschreibung: CDS Quality Assurance Lead

Aufgaben

Perform self-validation and post implementation review
Ensure controls are well embedded and executed as intended as per policy requirements
Regularly evaluate and improve existing processes and controls in commercially astute manner and preferably regional alignment
Work closely with COO Business Integration lead on KYC processes and system development
Develop and enhance control framework in close collaboration with various teams within CDS
Conduct thematic review including data analytics to identify emerging risks proactively, reinforce requirements and risk awareness within CDS
Maintain and report risk metrics and key control results to Management and ensure follow-up actions are tracked and addressed
Single point of contact in CDS for annual regulatory audit, internal audit relating to KYC, including preparation, coordination and alignment, and ensure the factual accuracy of observations
Monitor remediation actions identified from audits or reviews to ensure they are carried out in accordance with the committed timeline and resolved sustainably

Anforderungen

Persönliche Eigenschaften

Comfortable challenging ideas and working with multiple diverse stakeholders to bring about consensus
Strong communication skills (oral and written)
Excellent interpersonal skills – team player

Professionelle und Technische Anforderungen

University degree or equivalent education in Banking and/or Finance
At least 10 years of relevant working experience in financial industry, preferably in Private Banking risk management, compliance, or internal audit
Strong understanding of local KYC regulations and familiarity in client lifecycle operational processes and controls
Proven hands-on experience in formulating and implementing KYC policies and procedures
Strong ability to work analytically and creatively in a problem-solving and continuous improvement environment
Ability to drive initiatives and facilitate decision making
ACAMS and other industry certifications preferred