Stellenangebot

Regulatory Trade Reporting Specialist – Global Products & Solutions (GPS) 80% - 100% (f/m/d)

Julius Baer sucht in Zürich einen Regulatory Trade Reporting Specialist (80-100%), der das globale Rahmenwerk für regulatorisches Handelsreporting definiert, überwacht und mit Aufsichtsbehörden interagiert. Die Position erfordert ein abgeschlossenes Studium, Erfahrung im Umgang mit regulatorischen Änderungen sowie starke Projektmanagement- und Kommunikationsfähigkeiten.

YOUR RESPONSIBILITIES

  • Define and maintain the global GPS regulate trade reporting framework (Sts Reporting, Dodd Frank Threshold Monitoring etc.) and maintain the inventory trade reports, including policies, standards, manuals and controls
  • Maintain formal documentation of trade reporting rules prescribed by relevant regulators; assign and document clear roles and responsibilities across stakeholders
  • Coordinate cross-functional input to interpret evolving regulatory requirements Compliance and Legal
  • Perform business analysis related to new trade reporting requirements in collaboration with GPS platform team; provide business requirement to GPS platform team
  • Oversee implementation of trade reporting regulatory changes, ensuring methodology, systems are documented, tested and approved before deployment
  • Ensure trade reporting errors, late submissions, and control deficiencies are identified, remediation plans agreed, and closure monitored
  • Collaborate with stakeholders to identify and monitor trade reporting operationally and escalation of issues to senior management and relevant committees; drive improvement based on internal and external findings, regulator feedback, and incidents
  • Act as first point of contact towards supervisory authorities, coordinating active regulatory-related investigations
  • Commission independent validation activities in coordination with Legal & Compliance

YOUR PROFILE

  • Bachelor's degree or equivalent (or relevant education), preferably in Finance and supporting regulatory trade reporting processes
  • Demonstrated ability to manage trade reporting regulatory change, perform business analysis, and coordinate with technical teams for implementation
  • Ability to write and review policies and manuals
  • Experience in engaging with supervisory authorities and managing audits of trade reporting
  • Strong attention to detail and accuracy and the ability to quickly understand complex rules
  • Excellent project management skills and experience in managing multiple competing initiatives at once and producing high quality deliverables within an established timeline
  • Capable of managing the business to clearly communicate trade reporting change, and ability to mentor and maintain relationships across a broad stakeholder base
  • Commit to financial services and a willingness to travel

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