Business Controls Specialist

Aufgaben

• Perform daily and periodic monitoring controls as part of the First Line of Defense, including review and investigation of alerts
• Liaise with Sales and other stakeholders to clarify alerts or transactions
• Implement appropriate remedial actions for individual cases in line with established procedures, ensuring timely and accurate resolution
• Support the implementation and testing of new or enhanced controls, including preparation of control procedures, execution of pilot testing, and documentation of control steps
• Maintain accurate records of control execution and remedial actions, supporting tracking, reporting, and evidence requirements
• Focus on case-level control execution, supporting the Head in trend analysis and framework improvements
• Escalate issues that indicate recurring patterns or higher risks to the Head of Business Controls
• Provide support to the Head of Business Controls in preparing materials and presentations for senior management and key stakeholders such as Risk and Compliance, and act as a back-up where required

Anforderungen

• Bachelor’s degree in Business Administration, Finance or similar
• 3-5 years of professional experience in financial services industry; preferably in Compliance, process management or operational risk management / internal audit
• Basic knowledge of the structured products market
• Familiarity with risk management frameworks and operational control concepts
• Fluent in English and German

Nice to Have

• Strong analytical and investigative problem-solving skills
• Ability to effectively liaise with business stakeholders to resolve issues and improve risk management practices
• Project management, organizational, and reporting skills
• Willingness to develop expertise in Governance, Risk and Control (GRC) systems
• Ability to work independently and as part of a team
• Proactive approach to identifying issues and supporting process improvements
• Experience preparing or delivering presentations to senior stakeholders

Wir bieten

• Experience the dynamics of a leading fintech company
• Learn about the universe of structured products
• Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain