Stellenangebot
Compliance Officer – Swiss Regulatory & Control Framework (100%)
Die Stelle als Compliance Officer – Swiss Regulatory & Control Framework bei Vontobel in Zürich beinhaltet die Leitung der Gestaltung, Implementierung und Verwaltung des Compliance-Kontrollrahmens sowie die Überwachung von regulatorischen Anforderungen. Der ideale Kandidat verfügt über Erfahrung im Schweizer Finanzsektor und Expertise in AML-, KYC- und Sanktionsregelungen.
Stellenbeschreibung
Aufgaben
- Lead the design, implementation, and ongoing management of the compliance control framework, ensuring timely delivery and strong regulatory alignment.
- Draft, review, and update internal policies, procedures, and guidelines in accordance with Swiss AML, KYC, CDB rules, and sanctions compliance requirements.
- Act as the key compliance contact for operational development and Swiss regulatory change projects, including participation in IT-led initiatives.
- Conduct compliance reviews, monitor controls testing, and support regulatory reporting and remediation activities.
- Engage with internal stakeholders including front office, operations, legal, and IT, bringing a solution-oriented approach in a small, high-impact team.
Anforderungen
- Minimum 5 years of relevant experience in a compliance or regulatory advisory role within the Swiss financial industry.
- Strong technical understanding of Swiss AML regulations, the CDB framework, KYC obligations, and sanctions regimes.
- Demonstrated ability to draft high-quality compliance policies and design operational control processes.
- Practical experience with Avaloq or other client lifecycle management systems is essential.
- Fluent in English (written and spoken); German is a plus.
- Flexible, proactive team player, comfortable working across strategic and hands-on operational tasks in a small team environment.
- Strong project coordination skills, particularly in cross-functional and IT-driven contexts.
Wir bieten
- Top Zürich location with collaboration spaces (including rooftop terraces) and free lunch.
- Friendly, diverse team in an open-office space.
- All the latest technology to help you excel and advance.
- Agile environment in how we think, the way we work and our trust for each other.
- Campus feeling and a collaborative spirit.
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