Compliance Senior Associate

Stellenbeschreibung

Bring your expertise to a role that plays a central part in supporting strong governance and compliance outcomes. As a Line of Business Compliance Senior Associate, you will work closely with Compliance leadership, legal functions, and senior stakeholders to deliver high-quality reporting, analytical insights, and coordination of key regulatory and business initiatives.

Aufgaben

• Deliver timely, high-quality presentations and reporting to senior management, compliance leadership, executive committees, and regulatory bodies
• Own the end-to-end preparation of management information, including analysis, data validation, synthesis, and stakeholder validation
• Use Al tools and automation to streamline reporting processes, enhance data analysis, and improve operational efficiency
• Partner with compliance teams, business units, control functions, technology, and operations to support regulatory change and remediation and compliance initiatives
• Monitor and track compliance action plans, regulatory commitments, and key deliverables, escalating risks and issues as needed
• Develop and maintain procedures, process documentation, and training materials supporting governance and control frameworks
• Represent the Line of Business Compliance team in cross-functional working groups and initiatives
• Analyze compliance metrics, trends, and emerging risks to support proactive risk identification and management
• Coordinate and prepare materials for governance forums, including committees, working groups, and regulatory interactions
• Support ad-hoc projects and initiatives in a flexible and adaptable manner
• Collaborate with regional and global compliance teams to share best practices and drive continuous improvement

Anforderungen

• Proven experience using Al tools and process automation to improve efficiency, analytics, and data visualization
• Advanced proficiency in Microsoft Office, including Excel (komplexe Formeln, Datenmanipulation und Analyse) und PowerPoint für senior-level reporting
• Exceptional attention to detail with the ability to deliver accurate, high-quality work under tight deadlines
• Strong written and verbal communication skills, with the ability to simplify complex information for senior stakeholders
• Excellent organizational, time management, and prioritization skills in a fast-paced environment
• Self-motivated and proactive approach with the ability to take ownership of deliverables end-to-end
• Strong analytical and problem-solving capabilities with a solutions-focused mindset

Präferierte Qualifikationen

• Experience within financial services, particularly in compliance, risk management, business management, or control functions
• Previous experience supporting senior leadership in a business or project management capacity
• Understanding of regulatory frameworks and compliance requirements
• Experience with data visualization or business intelligence tools
• Ability to build effective partnerships and influence stakeholders across all levels
• Bachelor's degree or equivalent professional qualification