Stellenangebot
Global Markets Compliance (6 Months Contract)
Nomura sucht für eine 6-monatige Vertragsstelle in London einen Compliance-Experten zur Unterstützung des Global Markets Teams im Wholesale-Bereich. Die Position umfasst die Überwachung regulatorischer Anforderungen wie MiFID II und MAR, die Analyse neuer Vorschriften sowie die Durchführung von Schulungen und Compliance-Reviews im Derivategeschäft.
Job Details
- Job Title: Global Markets Compliance
- Job Type: Temporary (PAYE)
- Contract Duration: 6 Months
- Department: Compliance
- Location: London
Job Description
- We are looking for professionals to support the Global Markets Compliance team within Wholesale with short-term contracts due to several projects across our business. The focus is related to the derivatives business (Interest Rate Derivatives, Credit Products, FX and Equity Based products including CFDs, Swaps and Options/ETFIFID, MAR, EMIR, Short Selling).
- We will offer you the opportunity for exposure to different areas of Compliance within our business. Senior Compliance Managers will closely you with this role.
Job Responsibilities
- Being a key stakeholder for applicable regulation (e.g. MiFID II with particular focus on article (28 of the Markets in Financial Instruments Directive (MiFID II), MAR
- Keeping up to date with regulatory changes affecting the company and providing support and briefings to the firm and regulators on any changes.
- Analysing and assessing new regulations and briefing senior management accordingly
- Participating in internal and external enquiries including on-site reviews
- The provision of regular and ad-hoc training to the business on new regulations and ensuring that the relevant company policies are in place
- Understanding and keeping up to date with the firm's businesses including ensuring that the required controls are in place in order to ensure compliance.
- Performing regular and ad-hoc monitoring and reviews in line with an approved programme of work in support of ensuring the business is compliant with applicable legislation.
Skills, Experience, Qualifications and Knowledge Required
- Knowledge of rules and regulations relevant to a Global Markets business is a pre-requisite
- Experience of a trading floor, business-facing Compliance role is a pre-requisite
- Strong analytical skills and excellent attention to detail
- Ability to work well under pressure and move between tasks quickly
- Excellent communication skills, including written and verbal
- Methodical with excellent attention to detail
- Well-developed analytical skills and ability to distill large quantities of information for effective reporting and analysis
- Strong experience of working across multiple time zones and being able to manage deadlines
- Fluent English language skills with excellent verbal and written communication skills
- Experience of working in relevant areas of the compliance business and regulations governing the markets in which you will be working
Jobdetails