Stellenangebot

Team Head Products & Services Compliance 100% (m/f/d)

Die Stelle als Team Head Products & Services Compliance bei Julius Baer in Luxemburg umfasst die Leitung eines Teams im Bereich Compliance und die Überwachung der Einhaltung von regulatorischen Anforderungen im Bereich Products & Services. Der Stelleninhaber wird für die Kommunikation mit verschiedenen Abteilungen, die Überwachung von regulatorischen Änderungen und die Erstellung von Berichten für das Management und die Aufsichtsbehörden verantwortlich sein.

Ausland

Julius Bär Gruppe AG

100%

Stellenbeschreibung

Aufgaben

Comply with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements
Ensure excellent and evolving knowledge of regulatory Compliance aspects applicable to BJB, industry best practice and in-house policies and procedures
Get an insight in relevant departments (e. g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance ("2nd Line of Defence")
Stay updated on any relevant regulatory changes
Communicate effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties

Regulatory Advisor

Provide advice on regulatory Compliance aspects to the business and the senior management
Participate in projects addressing new regulatory initiatives on those topics and contribute to the enhancement of existing regulatory-driven processes

Compliance Program

Design an efficient control framework for Compliance
Supervise the performance of the BJB Compliance control plan and work closely with the business to ensure compliance with our regulatory obligations
Prepare regular and ad-hoc reports for BJB Management and the Chief Compliance Officer with regard to the execution of compliance activities and respective outcomes
Prepare all documents required by Internal and External auditors

Regulators Management

Be the key point of contact for related regulators request or inspections

Anforderungen

A Bachelor's degree in Economics, Law, or Compliance (or equivalent)
A minimum of 8 years of relevant professional experience within the financial sector, ideally including experience in private banking and/or with a reputable international consulting or audit firm
Strong knowledge of Luxembourg and European laws and regulations applicable to private banking