Team Head Products & Services Compliance

Stellenbeschreibung

Aufgaben

• Comply with the BJBE standards, processes and controls in line with the regulatory framework as well as with the supervisor's and auditor's requirements
• Ensure excellent and evolving knowledge of regulatory Compliance aspects applicable to BJBE, industry best practice and in-house policies and procedures
• Get an insight in relevant departments (e. g. Legal, Risk Management, Product Management or Relationship Management) in order to get to know the interfaces and to understand the business model of the bank as well as the respective responsibility of compliance ("2nd Line of Defence")
• Stay updated on any relevant regulatory changes
• Communicate effectively and efficiently with all the required departments within the Bank, with the local management as well as all other parties

Regulatory Advisor

• Provide advice on regulatory Compliance aspects to the business and the senior management
• Participate in projects addressing new regulatory initiatives on those topics and contribute to the enhancement of existing regulatory-driven processes

Compliance Program

• Design an efficient control framework for Compliance
• Supervise the performance of the BJBE Compliance control plan and work closely with the business to ensure compliance with our regulatory obligations
• Prepare regular and ad-hoc reports for BJBE Management and the Chief Compliance Officer with regard to the execution of compliance activities and respective outcomes
• Prepare all documents required by Internal and External auditors

Regulators Management

• Be the key point of contact for related regulators request or inspections

Anforderungen

• A Bachelor's degree in Economics, Law, or Compliance (or equivalent)
• A minimum of 8 years of relevant professional experience within the financial sector, ideally including experience in private banking and/or with a reputable international consulting or audit firm
• Strong knowledge of Luxembourg and European laws and regulations applicable to private banking
• Strong abilities to work in a dynamic environment with a pragmatic approach

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